here the complainant disagrees with the decisions of stage one (re-evaluation) and stage two (complaint), then they may proceed to stage three and file an appeal explaining the reasons for disapproval.

1. Introduction:The appeal process is designed to provide a structured and impartial mechanism for addressing appeals related to certification activities conducted by UCSI ISO. This process aligns with the requirements outlined in ISO 17021-1.
2. Scope:This appeal process covers appeals received from clients, applicants, or other relevant parties directly related to audit and certification activities performed by UCSI ISO.
3. Definitions:

Appellant: The party submitting an appeal.

Appeal: A formal request for review of a decision or outcome related to UCS audit or certification activities.

1. Appeal Submission:Appeals can be submitted through various channels, including email (info@ucsiso.com) or postal mail. The appellant should provide their contact details, the nature of the appeal, and any supporting documentation relevant to the appeal.
2. Appeal Handling:
3. Receipt and Acknowledgment:– Upon receiving an appeal, the designated personnel will acknowledge receipt to the appellant within one business day. – The acknowledgment will include information about the appeal process and the expected timeline.
4. Initial Assessment:– The designated personnel will assess the appeal’s validity and determine if it falls within UCSI ISO’s scope of activities. – If the appeal is not within scope, the appellant will be notified with an explanation.
5. Investigation:– A designated appeal handler will be assigned to investigate the appeal. This handler should not have been involved in the initial audit or decision-making related to the appeal. – The appeal handler will gather additional information and evidence relevant to the appeal.

Note: The appeal handler will be an external party, such as a technical expert to external auditor.

1. Review Panel and Decision:– A review panel will be convened, comprising individuals not previously involved in the appeal or decision being appealed. – The review panel will review the appeal, investigation findings, and relevant documentation. – The review panel will make a decision based on a thorough and impartial evaluation.
2. Communication of Decision:– The appeal handler will communicate the review panel’s decision to the appellant in writing. – The communication will provide clear reasons for the decision and any corrective actions or measures determined.
3. Implementation and Follow-up:– If corrective actions are required based on the decision, UCSI ISO will implement them within the specified timeframe. – Progress will be monitored to ensure timely completion.
4. Communication:Throughout the process, UCSI ISO will maintain open and transparent communication with the appellant, providing updates on the status of the appeal and the final decision.
5. Documentation and Record Keeping:All appeal-related documents, including the appeal itself, investigation findings, review panel decisions, communications, and corrective actions taken, will be documented and retained as part of the organization’s records.
6. Confidentiality:All appeal-related information will be treated with confidentiality and handled in accordance with applicable data protection regulations.
7. Continuous Improvement:Feedback and lessons learned from appeals will be utilized to identify opportunities for process improvements and enhance the quality of UCSI ISO’s services.
8. Review and Update:The appeal process will be periodically reviewed and updated to ensure its effectiveness, alignment with ISO standards, and relevance to the organization’s evolving needs.
9.  Continuous Improvement: Insights gained from complaints and appeals will be analyzed as part of our continuous improvement efforts to enhance the quality and effectiveness of our ISO certification activities.
10. Record Keeping: All complaints and appeals, along with their resolutions, will be documented and retained in a secure manner for a minimum of three years.
11. Communication: This Complaint and Appeal Procedure will be made available on our website and provided to all clients upon request.

By implementing this Procedure, Universal Certification and Services FZE aims to address complaints and appeals promptly, fairly, and transparently, contributing to the enhancement of our ISO certification services and overall customer satisfaction.